In the below case in Kings County Family Court, Judge Daniel Turbow terminated two parents rights to access their children due to their failure to comply with judgments of the court.
In the Matter of the Guardianship and Custody of D.R. and Another, Infants.
FAMILY COURT OF NEW YORK, KINGS COUNTY
196 Misc. 2d 555; 764 N.Y.S.2d 524;
June 13, 2003, Decided Daniel Turbow, J.
This
matter is on for decision following an evidentiary hearing conducted
upon the application of the Children's Aid Society (the petitioner or
the agency) to find respondents in violation of the terms of suspended
judgments entered against each in proceedings to terminate their
parental rights. In addition, the court has before it the respondent
father's motion to dismiss the proceeding against him. Citing the
recent decision in
Matter of Jonathan B. (193 Misc. 2d 52, 747 N.Y.S.2d 333 [Fam. Ct., Queens County 2002]), he contends
that the period of the suspended judgment entered in his case expired
before the agency brought on the instant application and that, as a
result, the terms of the suspended judgment are no longer enforceable.
For the reasons to be discussed below, the court finds that the
petitioner has sustained its burden of demonstrating by a preponderance
of the evidence that, as a matter of fact, respondents did indeed fail
to comply with their obligations as set out in the suspended judgments.
In addition, we conclude that on these facts
Jonathan B.
is distinguishable and that the father's suspended judgment remains
viable and enforceable. Accordingly, in accordance with the procedures
contemplated by the suspended judgments upon a finding of a violation,
the matter will be set down for a dispositional hearing.
A. Background
The
two children at issue are T.R., who was born on January 22, 1995, and
D.R., who was born on February 27, 1997. The respondent M.R. is the
mother of both children and the respondent D.R.M. is the father of D.R.
The children have been in the care of the agency since May 1997, as a
result of proceedings which resulted in a finding of neglect entered
against the mother under Docket No. N11306-8/97 (Fam Ct, Kings County).
i. The Suspended Judgments
On or about February 9, 2000, the petitioner commenced the instant termination proceedings against the respondents pursuant to section 384-b of the Social Services Law.
The petitions charged the mother with having permanently neglected both
the subject children and charged the father with having abandoned and
permanently neglected his child D.R. On July 5, 2000, before Judge
Ralph Porzio, the respondent mother, represented by counsel, made an
admission to the permanent neglect charge and, on consent, the entry of
a suspended judgment was directed.
The formal order imposing the suspended judgment, which was signed by
Judge Porzio on October 23, 2000, directed that judgment was to be
suspended for the period of one year from the date of the mother's
admission, i.e., from July 5, 2000 to July 5, 2001. The judgment's
suspension was expressly made subject to certain terms and conditions,
including the mother's obligation to visit the children regularly and
attend planning conferences at the agency. In addition, the mother was
"to comply with all Agency referrals,
" "to stay in and complete counseling," and "to accept post placement
services (including preventive services)." As required by Uniform Rules
of Family Court (22 NYCRR) � 205.50 (b),
the order also clearly alerted the mother to the possible consequences
of her failure to comply with her obligations. Thus, on its first page,
it stated in bold type: "
WARNING: FAILURE OF RESPONDENT MOTHER, M.R.
TO OBEY THE TERMS AND CONDITIONS OF THIS ORDER MAY LEAD TO ITS
REVOCATION AND TO THE ISSUANCE OF AN ORDER FOR THE COMMITMENT OF THE
GUARDIANSHIP AND CUSTODY OF THE CHILD." And, the final paragraph of the order, also in bold type, set forth the following: "
Failure
by the respondent mother, M.R. to obey the terms of this order may lead
to its revocation and to the issuance of an order for the guardianship
and custody of the child after a dispositional hearing."
On
September 6, 2000, before the Honorable Susan K. Knipps, the respondent
father, represented by counsel, admitted that he had abandoned his
child and also consented to the entry of a suspended judgment. The
formal order was subsequently signed by Judge Knipps on November 21,
2000. It suspended the judgment for a period coextensive with the
period applicable to the mother, i.e., from July 5, 2000 to July 5,
2001, upon certain prescribed "terms and conditions." Among these was a
requirement that he "visit regularly (every two weeks)," and that he
"keep the Agency apprized [
sic] of his whereabouts."
The
order also contained the following provision whose operation not only
affected the father's substantive obligations but, as will be discussed
below, directly impacted upon the father's contention that the terms of
the suspended judgment are no longer viable:
"In the event
the mother, M.R., does not comply with the terms of the suspended
judgment entered herein against her with respect to this child and he
is served with notice of her failure to comply with said suspended judgment, then the father has 30 days to come up with [a] plan to remove the child from foster care."
The
transcript of the proceedings before Judge Knipps explains the reason
for that provision. All parties understood that at that time the agency
was planning to have the child returned to his mother. However, if the
mother failed to comply with the terms of her suspended judgment, and
was unable to assume care of D.R., the father would have the opportunity to put forward his own plan:
"JUDGE KNIPPS: The current plan is that they're working with the mother to discharge the child to her care * * *
"She
has a number of conditions she needs to satisfy before that can occur.
If she fails to comply with those conditions, so that the child can't
be returned to here [sic] care, the agency is going to notify
you. At that point, you'll have 30 days to come up with a plan to keep
the child out of foster care. Do you understand those conditions?
"D.R.M.: Yes, I understand." (Transcript, Sept. 6, 2000, at 11.)
The
signed order also contained the identical warnings regarding the
consequence of the father's failure to comply with its terms as had
been contained in the order affecting the mother.
ii. The Violation Petitions
Given
the nature of the father's assertion concerning the timeliness of
petitioner's application, it is necessary to review in detail the
precise procedures followed in bringing on the instant proceedings.
On
July 5, 2001, the day upon which the suspended judgment involving the
mother expired, the petitioner submitted an order to show cause seeking
an order that the mother
had willfully violated the terms of the suspended judgment. The
submitted order further directed that "pending the hearing and
determination of the matter, the suspended judgment herein be and it
hereby is extended." Judge Knipps signed the order to show cause and
made the application returnable on August 27, 2001.
An
affidavit of personal service submitted by the agency established that
the father was served with the order to show cause on July 23, 2001.
The father has denied receiving the order to show cause at that time.
Nonetheless, on August 27, the parties, including the father and his counsel, appeared before Judge
Knipps. Judge Knipps noted on the court file that no order to show
cause had been filed as against the father, but that the father "now
has notice of [the] motion to revoke [the mother's]." She noted further
that the father had proposed a "resource" to assume the care of the
child outside of foster care--a paternal aunt. As per Judge Knipps,
that aunt was to file for custody of D.R. within 30 days.
On September 10, 2001, Judge Knipps signed an order to show cause
submitted by the petitioner to bring on the instant violation petition
against the father.
The supporting papers alleged that the father had failed to visit
regularly with the child, had failed to inform the agency of his
address, and had otherwise failed to plan for the child's return. In
addition, petitioner asserted that the father had not put forth a
viable plan for the child's removal from foster care within 30 days of
receiving notice of the mother's failure to comply with her
obligations. In this regard the petitioner alleged that the father had
failed to reasonably advance himself as a resource for the child since
he had failed to undergo random drug tests, participate in a
psychiatric evaluation, complete a parenting skills class or provide
proof of income. In addition, it was alleged that the paternal aunt the
father had advanced as a resource for the child was not a viable
caretaker.
As did the order to show cause filed upon the mother's case, this one
also provided that "pending the hearing and determination of [the]
matter, the suspended judgment herein be and it hereby is extended."
A hearing on the alleged violations commenced before Judge Knipps on
December 11, 2001. However, upon her transfer from Kings County to New
York County in February 2002, Judge Knipps declared a mistrial and the
hearing subsequently recommenced before the undersigned. On or about
November 5, 2002, as the hearing neared conclusion, the father moved to
dismiss the petition as untimely on the authority of
Matter of Jonathan B. (supra). The court reserved decision on the motion and concluded the hearing. It thereafter received additional written arguments.
B. The Facts Adduced at the Evidentiary Hearing
In order to prevail, the petitioner must demonstrate that the respondents violated the terms of the suspended judgments by a preponderance of the evidence. (
Matter of Desiree W., 232 A.D.2d 227, 648 N.Y.S.2d 26 [1st Dept 1996].) After considering the evidence presented at the hearing, the court finds that the agency has satisfied that burden.
i. The Mother
With
respect to the respondent mother, the petitioner's case is
straightforward and overwhelming. Ms. Cathie Busch, a caseworker
employed by the petitioner who had been supervising the case since
1999, testified credibly that the mother attended only 9 of the 52
weekly visits with the children that had been scheduled during the
original term of the suspended judgment, i.e., from July 5, 2000
through July 5, 2001.
In addition, she testified that the mother failed to attend a service
planning conference that had been scheduled for September 9, 2000.
Furthermore, petitioner submitted documentary evidence establishing
that the mother was notified in writing both of the visitation schedule and the planning conference.
The
mother testified on her own behalf. Her testimony was self-serving,
inconsistent, imprecise, and entirely lacking in persuasiveness. In
essence, she testified that she attended approximately 30 to 36 of the
52 scheduled visits, and presented a host of excuses for entirely
missing, or arriving late to, others. Among her excuses were scheduling
conflicts caused by her obligations to care for other children, a lack
of funds to travel to the visits, a loss of her keys, an unspecified
illness of her mother, and the receipt of a notice from the ASPCA
concerning her dog. With respect to her absence at the planning
conference, the mother stated she simply did not receive the notice
mailed by the agency, offering the excuse that her mailbox was broken.
The
court rejects this testimony. Her assertion that she attended
approximately 30 to 36 visits is simply not credible. Also lacking in
credibility are mother's proffered excuses
for her failures. Indeed, the record makes clear that petitioner
strived to facilitate visits and the mother simply did not take
advantage of the agency's efforts. Thus, the agency specifically
changed the visitation schedule to accommodate the mother's other child
care responsibilities, and paid for a car service to take the mother to
and from the visits.
Similarly, we reject the mother's claim that she did not receive notice
of the service planning conference scheduled for September 9, 2000.
In
sum, we find that the mother failed to comply with those terms of the
suspended judgment entered in her case which required her to visit
regularly with the children and attend service planning conferences.
ii. The Father
The
petitioner primarily alleges that the father failed to comply with two
of his obligations under the suspended judgment in his case. First, it
asserts that he failed to visit his child D.R. with the regularity
required. Second, it claims that once the father was notified of the
mother's failure to comply with the terms of her suspended judgment, he
failed to present a plan to remove the child from foster care. The
evidence presented against the respondent father is not as weighty or
unambiguous as that presented
against the mother. Nonetheless, the court believes that it is
sufficient to warrant a finding that the terms of the suspended
judgment were violated in both these respects.
With regard to the visits, the issue is complicated by the fact that during approximately the second six months of the period
of the suspended judgment, i.e., between January 22, 2001 and July 5,
2001, very few, if any, visits were scheduled by the agency for the
father. The reason was that at a visit of January 22, the father and
the agency caseworker at the time, Mr. Chris Boylan, apparently got
into some type of confrontation that upset the child. Although Ms.
Busch testified that there were some additional visits thereafter scheduled on February
2, February 16 and March 16, the father credibly testified that during
that period he asked for visits, but was told by the agency that none
would be held because the child did not want to see him.
The
father's version of the events of this time are supported by the fact
that on March 29, 2001, the child "reported to [his] therapist that he
was terrified of his father and he was refusing to have any contact."
(Transcript, Sept. 9, 2002, at 29;
see also transcript, Sept.
17, 2002, at 53.) Furthermore, the petitioner's case record reflected
that visitation had "stopped because D.R. had requested not to see his
father due to D.R. witnessing an incident at the agency in which the
birth father and the previous worker had a disagreement." (
Id.
at 54.) Indeed, it appears as if the next visit was not conducted until
August 8, 2001, when the agency arranged a "reunification visit" which,
unfortunately, did not go well.
Obviously, the father cannot be held responsible for failing to visit
during a period when no visits were allowed. However, he also missed
some visits which had in fact been scheduled during the earlier portion
of the period covered by the suspended judgment, i.e., from July 5,
2000 until January 22, 2001. That failure constitutes a violation of
the terms of the suspended judgment.
There
is much contentiousness about what, precisely, transpired during that
period. Ms. Busch testified that even though the suspended judgment
contemplated biweekly visits, the father "would not commit to a
bi-weekly visiting schedule," because of alleged conflicts with his
work schedule. (Transcript, July 9, 2002, at 30.) Furthermore, although
she asked him to provide documentation about his hours and employment
so as to try to arrange visits "outside the normal business schedule,"
he refused. (
Id. at 31.)
By contrast, the father testified that he sought to arrange visitation
and that the agency refused to cooperate or cancelled visits. In
support of that contention he presented documentary evidence in the
form of a letter dated October 7, 2000 by his counsel to the
petitioner, reciting the father's efforts to obtain visitation and the agency's nonresponsiveness.
The
court need not resolve these conflicts with respect to the entire
period at issue. Suffice it to say the evidence clearly establishes
that the father missed at least those three visits scheduled for
November 3, 2000, November 17, 2000 and December 1, 2000. On each of
those occasions the foster mother had appeared at the agency with the
child. And, on each of those occasions, the father had notice of the scheduled visit.
Thus, referring to the case records, Ms. Busch testified that
"On
11/3 Social Worker received a phone call from D.R.M. D.R.M. stated he
would not be able to make the scheduled family visit at the agency at
4:00 PM due to work obligations. Social worker informed birth father
the next scheduled visit would be for 11/17/00.
"11/17/00 birth father did not show up nor did he call to cancel the 4:00 PM visit.
"12/1/00, family visit scheduled for 4:00 PM with the birth father. Birth father did not called [sic] nor did he show up to cancel." (Transcript, Sept. 17, 2002, at 60-61.)
Although
the father acknowledges missing one visit for work-related reasons, he
denies missing the others. However, his testimony in this regard is
exceptionally vague and imprecise. When tested against the petitioner's
evidence his denials cannot be sustained.
We
acknowledge that in another context missing a few visits might be
viewed as insufficiently material to warrant a finding of a violation.
However, in this case,
where the visits were essential to foster a bond between the father and child following an admission of abandonment, and where the father had expressly agreed
to regular biweekly visits with the understanding that his failure to
honor that commitment could lead
to the termination of his parental rights, strict compliance with the
terms of the suspended judgment is plainly appropriate. (
See, e.g.,
Matter of Israel R., 200 A.D.2d 498, 606 N.Y.S.2d 639 [1st Dept 1994];
see also Matter of Jennifer W., 241 A.D.2d 622, 659 N.Y.S.2d 940 [3rd Dept 1997].)
The
facts surrounding the father's alleged failure to come forth with a
plan to remove D.R. from foster care are likewise hotly contested and,
once again, the father's contentions are not entirely without surface
plausibility. However, once again, the agency has proved that the
father did not comply with his obligations under the terms of the
suspended judgment.
The father presented
evidence that, during the period of the suspended judgment and
following the mother's default, he sought to position himself as a
resource to assume care for the child but that the agency failed to
work with him toward that end. Among other things he asserts that the
agency never took him seriously as a potential caretaker for the child
and imposed unreasonable and unwarranted obligations upon him, such as
requiring that he undergo a psychiatric evaluation and undergo
screening for drug use. He points out that he was not a respondent in the original Family Court Act article 10
proceedings which caused his child to be placed in foster care and
argues that the agency had no lawful basis to impose such burdensome
requirements.
By contrast, the
petitioner contends that it was reasonable for the father to undergo a
mental health examination and drug screening before discharging the
child to his care since he allegedly demonstrated "explosive" behavior
and "poor impulse control" when dealing with the agency which raised concerns about his fitness to care for his young son. (
See
transcript, Sept. 9, 2002, at 38-40.) Accordingly, because he refused
to participate in the evaluation and testing processes it cannot be
said that he in fact was a viable resource for the child once the
mother failed to comply with the terms of the suspended judgment.
The
evidence does suggest that the agency did not at all times genuinely
work toward a goal of discharging the child to the father and, quite
frankly, there was some fieldwork which was not textbook perfect.
However, the obvious reason for the lack of focus upon the father was
that all concerned--including the father--had expected the child to be
returned to the mother. (
See
petitioner's exhibit 4.) Yet, to the extent that the agency could be
said to have considered the father a possible "backup" resource, the
court believes that it was reasonable under the circumstances for the
agency to require a psychiatric evaluation and random drug tests. After
all, even
if a parent's wrongful conduct is not the reason the child has been
placed in foster care, once the child is in foster care it is incumbent
upon the responsible agency to assure that the parent is capable of
caring for the child and that a discharge to the parent is in the
child's best interests. (
See generally Matter of Michael B., 80 N.Y.2d 299, 590 N.Y.S.2d 60, 604 N.E.2d 122 [1992].) Moreover, while the father was not an initial respondent in the underlying proceedings under article 10,
he did admit to having abandoned the child in the termination
proceeding. In that context, and given the evidence presented regarding
the father's hostile behavior toward agency workers and the mother, it
cannot be said that the agency's concerns here were irrational. (
Cf. Matter of Frances Aisha S., 238 A.D.2d 512, 513, 657 N.Y.S.2d 929 [2d Dept 1997][ordering
"'best interests' hearing (to) be conducted to determine whether
immediate discharge of (the child) to her natural father is appropriate
in light of the facts and the allegations made by the caseworker
against the father," even though placement had lapsed and termination
proceeding against father had been dismissed];
Matter of Crystal H., 135 Misc. 2d 265, 514 N.Y.S. 2d 865 [Fam Ct, NY County 1987, Schechter, J.] [court has authority under Family Court Act � 251 to order psychiatric examination of nonrespondent parent in proceeding under article 10.)
However,
even if these requests of the agency were unreasonable or unauthorized,
the father failed to take the most essential steps necessary to serve
as a resource for the child after he learned that the mother had failed
to comply with her obligations. Thus, in early
August 2001, reiterating the substance of a letter sent the father on
February 27, 2001, Ms. Busch told him that, in addition to the random
drug screening and psychiatric evaluation, he needed to provide proof
of an ability to support the child and obtain a clearance from the
State Central Registry of Child Abuse and Neglect of the other members
of his household. Ms. Busch testified credibly that he failed to
provide the agency with the name of his employer and he acknowledged that he did not provide her with the necessary
information concerning his housemates. Even respondent has not
suggested that the agency acted improperly in seeking this information.
These failures alone thus served to preclude him from being seriously
considered as a resource for the child.
Of equal importance, it can be seriously doubted whether the father even wished to
serve as a resource for the child once the mother defaulted on her
promises. Tellingly, in his own testimony, the father revealed that he
was not thinking at that time of serving as a caretaker for the child:
"Q.
Mr. D.R.M. * * * there came a time that you found out that they were
going to terminate the rights of your wife; is that correct? * * *
"A. Yes, yes, yes.
"Q.
And did you understand that under the provisions of your suspended
judgment that if you found that out, you had to come forward with a
plan for D.R.'s future?
"A. Yes.
"Q. Okay. And did you in fact come forward with a plan for D.R.'s future * * *
"A. Yes, yes.
"Q. And what planning did you come forward with?
"A. I had my aunt in New Jersey * * *
"Q. And * * * what was the plan that you suggested to the Court when Judge Knipps was sitting as the judge?
"A. I just said that she would file a petition for custody rights so she could take him out of the system.
"Q. And what happened with that plan?
"A.
Well, what happened was my aunt--she gets really sick. She had diabetes
so it was kind of hard for that to happen * * * She didn't file this
petition." (Transcript, Sept. 25, 2002, at 5-7 [emphasis added].)
In sum, at best, following the mother's failure to comply with the terms of the suspended judgment, the father made two suggestions for removing the child from foster care. The first was that
he care for the child. However, he failed to provide the most basic
information that would permit that to occur. The second was that his
aunt care for the child. She, however, never followed through. Neither
of these suggestions can be considered reasonable "plans" as
contemplated by the terms of the suspended judgment. Clearly, the
father failed to honor those terms.
C. The Timeliness of the Petitioner's Application
As
described above, the judgment against the father was suspended from
July 5, 2000 to July 5, 2001. However, the agency did not bring on its
violation petition against the father until September 10, 2001. The
father contends that by waiting until then, the agency permitted the
suspended judgment to lapse, rendering it unenforceable, and requiring
dismissal of this proceeding. We disagree.
As previously mentioned, the father relies primarily on
Matter of Jonathan B. (supra). At issue there was the timeliness of a petition brought to terminate a parent's rights for
failure to comply with the terms of a suspended judgment entered upon
an admission of permanent neglect. The suspended judgment had a term of
eight months, expiring on January 2, 2001. The violation petition was
filed nearly two months later, on February 28. The court concluded that the suspended
judgment had expired in accordance with its terms and was no longer
enforceable. Accordingly, it dismissed the petition.
In so holding, the court relied essentially upon two considerations. First, it noted that the controlling statute, Family Court Act � 633, limited the length of a suspended judgment to a year unless extended by court order. (193 Misc. 2d at 56.)
Second, it emphasized that the judgment itself failed to contain any
language which could be construed as mandating a particular disposition
on the date of its expiration. For example, it did not provide that the
parent's rights would automatically terminate on the expiration date.
Accordingly, unless it was construed as no longer being enforceable
following the date of its expiration, the judgment at issue could be
read to "exist in perpetuity or until such time as the agency decides that it is convenient to file a petition alleging a violation." (
Id. at 56.) This would have the severely prejudicial effect of "depriv[ing] both the child and the parent of permanence
and certainty for it would leave open the possibility that a child care
agency could seek a finding that the suspended judgment has been
violated and request commitment of guardianship and custody long after
the suspended judgment was entered." (
Id.) Neither of these considerations is apposite here.
Thus, Family Court Act � 633
deals with suspended judgments solely within the context of proceedings
brought to terminate parental rights by reason of permanent neglect.
Indeed, there is no express statutory authority governing suspended
judgments in the context of a proceeding--such as that at issue
here--to terminate parental rights on the ground of abandonment.
That is not to say that application of the statutory and case law involving suspended judgments in permanent
neglect proceedings is irrelevant to resolution of issues in
abandonment cases. There are plainly circumstances where that body of
law would be applicable. (
See, e.g.,
Matter of Lawrence Clinton S., 186 A.D.2d 808, 589 N.Y.S.2d 806 [2d Dept. 1992].)
However, it is a fact that there is simply no absolute statutory
proscription upon maintaining the initial period of a suspended
judgment in abandonment cases beyond a 12-month period. Second, while the suspended judgment at issue in
Jonathan B.
did not contain any language clarifying the manner in which the case
was to be brought to a conclusion, quite the contrary is true here.
Indeed, the enforcement procedures operated precisely as contemplated.
Thus,
as discussed at the outset, the intent of the parties was that the
agency pursue primary planning with the mother during the period of her
suspended judgment, which was to extend 12 months from July 5, 2000 to
July 5, 2001. The father, as a "backup resource," would only step in if
the mother failed. Accordingly, his suspended judgment was made
temporally coextensive to the mother's but, expressly subject to the
"term and condition" that if he was served with notice of the mother's
failure to comply with the terms of her suspended judgment, then he
would have "30 days to come up with a plan to remove the child from
foster care."
In other words, although
his suspended judgment contained a termination date of July 5, 2001,
that date was subject to operation of the 30-day provision. And, that
provision could not become operative until the mother failed to comply
with the terms of her suspended judgment
which, by definition, was an event which might not occur until the
moment before the judgment's expiration. Put another way, the parties'
agreement contemplated that the father's suspended judgment would
expire not upon a date, but upon the happening of an event--the
father's failure to comply with the 30-day provision. Viewed in this
manner, the father's suspended judgment did not expire before the
violation petition was brought.
To recap, the agency brought on its violation petition against the mother on July 5, 2001, by order to show cause which,
significantly, also extended the term of her suspended judgment. An
affidavit of service supported petitioner's assertion that it served
the father with a copy of that violation petition promptly, on July 23.
If service were in fact effected, he would have had until August 23 to
come forward with a plan to remove the child to foster care. However,
upon the return of the mother's violation petition before Judge Knipps
on August 27, the father apparently asserted he had not been served on
July 23. (
See transcript, Sept. 25, 2002, at 19-21.)
Accordingly, he was afforded an additional 30 days by Judge Knipps to implement the plan he proffered before
her, which was to have his aunt file for custody of the child. The
agency brought on its violation petition during that 30-day period, on
September 10, asserting that no plan proffered by the father to that
point was adequate and raising the other claims previously discussed.
Under the construction of the suspended judgment that was contemplated
by the parties, it had not yet expired.
Moreover, when construed in this way, the concerns voiced by the
Jonathan B.
court regarding the possibility of the suspended judgment remaining in
limbo indefinitely are substantially addressed. That is, the time in
which the agency could seek to proceed against the father was triggered
by the failure of the mother to comply with her suspended judgment. And
the agency commenced its proceedings against both the father and mother
during the life of the mother's suspended judgment. A stronger argument
for dismissal of the father's case might have been made had the agency
waited until after the mother's judgment had expired before proceeding
against the father. Then, the question could be raised as to when, if
ever, such a proceeding would have to be commenced following the
mother's default, paralleling the issue in
Jonathan B.
However, here the parties acted in conformity with their intent and
tied the timing of the proceeding against the father to the life of the
mother's suspended judgment.
Enforcement of the terms of the suspended judgment in this manner is consistent with that line of cases which instructs the courts to ignore possible technical defects to effect the order's purpose. For example, in both
Matter of Dutchess County Dept. of Social Servs. (Collette M.) v. Judy M. (227 A.D.2d 478, 479, 643 N.Y.S.2d 126 [2d Dept 1996]) and
Matter of David Michael J. (206 A.D.2d 867,
[*571] 615 N.Y.S.2d 209 [4th Dept 1994]),
the Appellate Division affirmed the enforcement of a suspended judgment
which did not contain the warnings required by the rules
of court concerning the possible consequences of a failure to comply
with the suspended judgment's terms. Both Courts found the fact that
the parties had stipulated to the essential terms of the suspended
judgment in open court to be controlling. For similar reasons, in
Matter of Kim Shantae M. (221 A.D.2d 199, 633 N.Y.S.2d 151 [1st Dept 1995]),
the Court enforced a suspended judgment which had been agreed to upon
the record, even though a formal written order was not entered for six
months, in violation of the rules of court and Family Court Act � 217(3):
"while
the terms of the suspended judgment were not submitted to the court in
a written order until June, 1993, they were still binding on respondent
since the terms of the judgment were stipulated to by respondent and
her counsel and agreed to in open court. Stipulations agreed to in open
court are binding regardless of whether they are reduced to a written
order and entered." (221 A.D.2d at 199 [citations omitted]; see also Commissioner of Social Servs. [T./C. Children] v. Rufelle C., 156 Misc. 2d 410, 593 N.Y.S.2d 401 [Fam. Ct., Kings County 1992].)
Similarly, enforcement of
the suspended judgment here is also consistent with the related
principle that the parties' intent as expressed in the order or on the
record will control the instrument's construction. (
See, e.g.,
Matter of Josh Ray O., 267 A.D.2d 1048, 700 N.Y.S.2d 914 [4th Dept 1999];
Commissioner. v. Rufelle C., supra.
Here, the parties' intent could not be plainer. Not only is it reflected in the
terms of the suspended judgment itself, but it is also clear from the
transcript of the proceedings in which the father admitted to
abandoning his child and consented to the entry of the suspended
judgment. There is no question that all parties understood that he
would be given 30 days from the receipt of notice of the mother's
default to produce a plan for the child. He understood his obligations
and the possible consequences of a failure to honor them. There is no
bona fide issue of timeliness in this context. The father's motion to
dismiss on that basis is denied.
Conclusion
For the reasons stated, the court finds that the respondents violated the terms of the suspended judgments.