In the case below in Kings County Family Court, Judge Daniel Turbow, finds ACS in civil contempt for failing to comply with a court order by leaving a child unsupervised after they were ordered to guard him.
In the Matter of D H., a Person Alleged to be in Need of Supervision, Respondent.
98-697, Docket No. S-20478/97
FAMILY COURT OF NEW YORK, KINGS COUNTY
179 Misc. 2d 130; 684 N.Y.S.2d 126;
June 23, 1998, Decided Judge: Daniel Turbow
This
case addresses the scope of the authority of the Administration for
Children's Services of the City of New York (ACS or the Agency) to
supervise children committed to its care and custody pending the
outcome of proceedings brought under article 7 of the Family Court Act
to determine whether a person is in need of supervision (PINS
Proceedings). At its most basic, ACS takes the view that if a child
simply wishes to
walk away from the custody of ACS it cannot take any steps to stop him.
The court believes that this position makes a mockery of the prescribed
processes and is flatly contradicted both by the plain language of article 7 and common sense.
On
the particular facts at issue here, this position also manifested
itself in conduct which directly violated the terms of a court order.
By order dated October 24, 1997 (the October 24 Order), this court
remanded respondent to the custody of ACS, and directed ACS "to take
all lawful steps which are reasonably necessary to assure that [the
respondent] does not abscond from the custody of ACS, and returns to
Court." Instead of making any effort to comply with this order, on the
day following its issuance, ACS gave respondent money to leave the
group home in which he was housed so that he could go, unescorted, to
the movies. As should have been plainly anticipated, respondent used
the opportunity to abscond from ACS' custody. For the reasons set forth
below, the court finds that this complete and total disregard of its
directive is inexcusable and constitutes civil contempt.
A. FACTS
1. Background
Respondent
Darren H. was born on May 4, 1983. On September 12, 1997, respondent's
father, petitioner Larry H., commenced the instant proceeding by filing
a PINS petition. The petition alleged that respondent had "absconded"
on September 7, which was "the second time since June." It further
stated that respondent "breaks curfew, is truant, associates with
undesirable companions, and is a behavioral problem … in school."
Petitioner sought a warrant for the child's arrest, and "remand to a
diagnostic and treatment program." A warrant was issued on September
12, as authorized by Family Court Act � 738.
On September 16, 1997, respondent returned to court voluntarily and appeared before the undersigned. The Legal Aid Society
was appointed to serve as his Law Guardian and the warrant was vacated.
Petitioner, however, refused to take respondent home, asserting that he
could no longer appropriately supervise his son's conduct. Accordingly,
respondent was remanded to the custody of ACS in accordance with Family Court Act � 739. The matter was set down for a fact-finding hearing on September 19.
On September 19, the court was informed that respondent was being housed by ACS at the Saint John's group home.
The matter was adjourned to October 8.
On October 8, the court was informed that respondent had run away from
Saint John's on or about September 20. This confirmed information
previously provided to the court in a letter dated September 20 from
respondent's paternal aunt, J. H. N. According to Ms. N., upon running
away from Saint John's, respondent arrived at his "Grandmother's home,
hungry, dirty and shaken and said that his pants and underwear were
taken from him at St. John's Group Home." Ms. N. also recounted with
eloquent simplicity the family's frustration at the inability to break
the cycle of respondent's behavior and the PINS' system's inadequate
response:
"This was the fourth occurrence in which Darren has run away from home within the last three months.
"Here's
what I have been told … there is nothing we can do until he does
something, i.e. drugs, stealing, you know, criminal. Sir, that is what
we don't want. Why does the system only want to intervene after the
fact? Although my nephew's behavior is bad, he does not steal or use
drugs. However, no one seems to understand that if he continues to run
away from home for weeks on end that he will get hungry and be forced
to commit a criminal act.
"I feel that … children like my nephew go through a revolving door,
sitting and waiting for something 'criminal' to happen before any help
is given."
At the October 8 hearing another warrant for respondent was issued.
2. The October 24 Proceedings
On
Friday, October 24, respondent was arrested at his grandmother's home
and returned to court. Based upon information suggesting that
respondent had become violent and threatened suicide, the court
directed that respondent undergo an emergency evaluation by the Family
Court's Mental Health Services (MHS). Following his interview with
respondent, Dr. Robert Giuliano, the Senior MHS Psychologist, concluded
"that [respondent] was not an imminent threat to himself or other
people and that he did not require psychiatric hospitalization."
Nonetheless, he did find that Darren was "in need of a diagnostic
placement because there are numerous psychological issues … that he has
… accompanying his acting-out behavior." As elucidated in his written
evaluation, Dr. Giuliano's "recommended intervention" was a
"Residential diagnostic facility that has on-site mental health
professionals who can provide crisis intervention [to] Darren, father & grandmother."
The question then arose as to where respondent was to be housed by ACS pending further proceedings. Counsel for ACS
informed the court that Darren would ultimately be housed in a
particular type of facility that might be directed by the court, such
as a structured residential treatment center. However, with respect to
where Darren would go immediately from court, ACS counsel could not
say. According to counsel, respondent would be taken to an ACS office
in room 570 of Family Court to
await transportation to a facility to be selected by the ACS department
known as "Allocations". In counsel's words, "He would go to whatever
facility would be available, just have a bed available to him this
evening".
On the record, the court then ordered that Darren be remanded to ACS under conditions
that would assure he be housed and safeguarded appropriately:
"I
am directing A.C.S. assume custody of this young man. That he be placed
in an appropriate facility pending fact finding. I believe that
appropriate facility will be one of the type recommended by the doctor
…
"
I am also directing that A.C.S. take appropriate steps to assure that he is safely delivered and maintained at that facility until
there is a fact finding on the PINS matter. I am directing A.C.S. to
take any appropriate steps it believes necessary to get the young man
to the facility to keep him there." (Emphasis added.)
Colloquy
was then had concerning the precise limits of ACS' authority to keep
Darren from running away. ACS counsel stated that he did not "believe
the Court is asking the Commissioner to do--the Commissioner can't
lawfully do--we can't … physically restrain him." The Law Guardian
echoed this view.
The court made clear
to the parties that it disagreed with this interpretation of the
controlling law. Rather, the court stated that when detention is
ordered pursuant to Family Court Act � 739, and the child is then given to the custody of ACS in accordance with Family Court Act � 720,
ACS may not simply let the child walk away from custody. Accordingly,
the court directed that ACS could and should, if appropriate to the
circumstances, utilize a variety of measures, including those involving
physical restraint, to comply with the court's order to keep respondent
in the Agency's custody:
"[I]f he appears to be walking towards the door at one in the morning, I expect you to restrain him and not [let him] leave …
"Let
me make myself very clear, if you have to lock the door to keep him
from going out and keep the key away from him, I will authorize you to
do that …
"[I]f it is necessary for
A.C.S. or the Commissioner of Social Services to retain additional
security guards to make certain this young man doesn't run away, you
should do so."
Critically, however, the
court did not attempt to prescribe the specific actions ACS could
lawfully take to effect the order. Instead, it directed ACS to take
only those steps, and subject respondent to the degree of restraint,
"that any custodian of a child can be expected to exercise, what is
reasonable under the circumstances." As summarized by the court: "I'm
saying reasonable. I don't know what will be reasonable under the
circumstances but I don't want this young man out running away."
The
court memorialized its directives in the written October 24 order, by
which ACS was "directed to take such steps as are lawful and reasonably
necessary to assure that he is delivered to and maintained in [the type
of] facility [recommended by Dr. Giuliano] or any other facility or
place in which he is housed pending delivery to such facility. Specifically, among other things,
A.C.S
is to take all lawful steps which are reasonably necessary to assure
that he does not abscond from the custody of A.C.S and returns to Court." (Emphasis added.)
The matter was then set down for fact-finding on the following Monday, October 27.
3. ACS' Conduct Following the October 24 Order
On
October 27, when the case was called, the court learned that Darren had
been returned to Saint John's on October 24, but had absconded the next
day. As subsequently explained by ACS counsel on November 18, no steps
were taken to keep him under ACS' control. Instead, he had been given monies to go to the movies, unescorted:
"ACS
COUNSEL: [Darren] was granted a movie privilege, which is quite normal
for this group home that houses twelve [to] fourteen year olds.
[Darren] was given eight dollars to go to a movie at 3:35 that
afternoon. He and … two or three other boys, in other words a group, the other boys went to the movies, he apparently just took off …
"Also
the group home requires one house parent to be in the facility at all
times … There is not one on one supervision, nor is it required. This
place is really more, I think like a college dorm not a reform school."
ACS counsel acknowledged that ACS has
other types of facilities subject to its jurisdiction, but that Darren
had been sent to the group home because the October 24 proceeding had
ended after 6:00 P.M. and "You can't pick and choose at that hour."
4. The Instant Motion
On December 10, 1997, the court issued the order to show cause which brought on this contempt proceeding.
The matter was thereafter briefed and argued. The petitioner father
urges that a contempt finding be made. ACS and the Law Guardian
disagree.
B. DISCUSSION As
set out by petitioner, the argument in support of a contempt finding is
straightforward: ACS was directed by the October 24 order to take steps
to prevent Darren from absconding and acted contumaciously when it
failed to take any such steps. ACS, echoed by the Law Guardian, raises
two main arguments in response.
First, it contends that it simply has no authority to keep a PINS
respondent in its custody against the respondent's will. Second, it
asserts that the October 24 order was too vague to permit a contempt
finding for its violation. Neither argument has merit.
1. The Statutory Authority
An examination of the issue must begin with the language of Family Court Act � 739, which authorizes the detention of PINS respondents before fact-finding under certain circumstances. As is relevant here that section provides:
"� 739. Release or detention after filing of petition and prior to order of disposition
"(a)
After the filing of a petition under section seven hundred thirty-two,
the court in its discretion may release the respondent or direct his
detention. In exercising its discretion under this section, the court
shall not direct detention unless it finds and states the facts and
reasons for so finding that unless the respondent is detained:
"(
i) there is a substantial probability that he will not appear in court on the return date; or
"(ii)
there is a serious risk that he may before the return date do an act
which if committed by an adult would constitute a crime."
(Emphasis added.)
By its very terms, therefore, the PINS statute authorizes the detention of a PINS respondent before fact-finding
for the precise purpose of assuring that he will be returned to court so that the case may proceed. ACS' view--that it cannot take
any steps to assure that a child remanded to its care under section 739 is indeed safeguarded until his return to court--renders section 739 entirely meaningless. Nor can that view be reconciled with the over-all structure of the PINS process.
By definition, article 7 is designed to deal with children "in need of
supervision" (Family Ct Act � 711
[emphasis added]), i.e., those youths who, among other things, might be
"incorrigible, ungovernable or habitually disobedient and
beyond the lawful control of parent or other lawful authority". (Family Ct Act � 712 [a] [emphasis added].) Accordingly,
the
statute authorizes, at the commencement of a PINS proceeding, the
arrest of a respondent against his will in order to have him brought
before the court, if it is believed that he or she will not appear in
response to a summons. (Family Ct Act � 738
[d].) At the conclusion of the proceeding, the respondent may be placed
involuntarily in a facility for an initial period of 18 months. (Family Ct Act �� 754, 756.) Plainly then, operation of the PINS process is not contingent upon a respondent's voluntary participation. (
See, Matter of Cassandra R., 155 Misc 2d 756, 759 [Fam Ct, Bronx County 1992] ["PINS proceedings have been described as quasi-criminal in nature" (citations omitted)];
see also, Family Ct Act � 718 [c].)
Yet, according to ACS, once arrested, the respondent can simply leave
the custody of the agency to which he is remanded and thus effectively
avoid the court's processes. This position belies common sense.
As a practical matter this position has also led to a tragic and
surreal spectacle routinely witnessed in Kings County Family Court: a
respondent who has been on the streets without supervision is arrested
at the behest of frantic parents seeking the assistance for their child
theoretically offered by the PINS statute; the respondent is brought to
the court, and remanded to ACS pending a scheduled fact-finding
hearing; the respondent absconds from ACS custody--often before the
case file leaves the courtroom; and the parent returns to the court for
another warrant. The cycle then repeats itself. In the end, the parent
grows emotionally and physically exhausted by the repeated trips to
court, only to be told that the child has run off once again. The
parent finally gives up, defeated by the very system to which it turned
for help. As the letter from respondent's aunt quoted earlier
exemplifies, the tragedy is further enhanced by being told that nothing
can be done to bring the child under supervision until he or she
commits a criminal act and becomes subject to the purportedly stricter
constraints of the delinquency process.
Properly construed, the statute does not permit this result. Instead, it authorizes the
involuntary detention of a respondent at risk of flight. Indeed, by its terms, Family Court Act � 720 requires, at least outside of New York City, that such detention be had in a "detention facility"
certified by the Office of Children and Family Services (OCFS).
And, while the detention facility must be "nonsecure", i.e.,
characterized by the absence of "physically restricting construction,
hardware and procedures" (Family Ct Act � 712 [d]),
its residents are necessarily subject to extensive supervision by which
their behavior may be controlled and their escape prevented.
Although
there is no New York case directly addressing the issue, the New Jersey
Supreme Court has cogently described the appropriate principles
governing the relationship between the custodian and child in this
context. In
State of New Jersey in Interest of M. S. (73 NJ 238, 244, 246, 374 A2d 445, 448
[1977]), that court discussed the level of supervision that could be
exercised over "Juveniles in Need of Supervision" (JINS) who were
housed in "shelter care facilities" which also lacked the "hardware and
procedures" typical of "secure" detention facilities:
"
A
JINS placed in a shelter care facility obviously is in the custody of
the person in charge of the shelter and is not free to come and go at will.
Furthermore, leaving such a facility without permission is contrary to
the notion of parental supervision and control which shelter care is
designed to provide …
The unauthorized leaving of a shelter is symptomatic of the very problem for which shelter care is being provided …
"The
solution [to preventing unauthorized departures] lies in the exercise
of stricter supervision and control of the JINS by shelter care
personnel. A JINS who is prone to leaving without authorization should
be housed in an area where going and coming can be observed and better
regulated. Shelter care facilities are 'without physical restriction.' N.J.S.A. 2A:4--43(d).
This
means that bars, cells, handcuffs and other means of forcible restraint
may not be used in a shelter facility. However, this does not mean that
some limitation may not be placed on a JINS's freedom of movement.
Those in charge of a shelter facility stand in Loco parentis of a JINS
in their custody and would be entitled to exercise the parental control
necessary to safeguard the JINS's own welfare. The firm exercise of
authority, closer supervision, and the use of shelter areas where going
and coming can be more easily observed should in most cases provide adequate means of controlling unauthorized departures." (Emphasis added.)
ACS
does not argue that, as a general matter, PINS respondents may not be
subject to this level of supervision in an upstate "nonsecure detention
facility". Instead, as noted above, it argues that such supervision may
not be exercised upon PINS respondents in New York City because Family Court Act � 720 (4)
requires that they be housed in foster care facilities and the
regulations governing those facilities bar such supervision. ACS has
misread both the specific language of the statute as well as its
context.
Family Court Act � 720 (4)
does indeed direct that detention of PINS respondents in New York City
be in a "foster care facility" under the jurisdiction of ACS. However,
the section goes on to expressly state: "
In all other respects, the
detention of such a person in a foster care facility shall be subject
to the identical terms and conditions for detention as are set forth in
this article and in section two hundred thirty-five of this act" (Family Ct Act � 720
[***22] [4] [emphasis added]).
12 FOOTNOTES
12 Family Court Act � 235 is irrelevant to the instant discussion.
This
language plainly authorizes ACS to exercise the identical level of
supervision over PINS respondents in foster care facilities in New York
City as may be exercised over PINS respondents in detention facilities
elsewhere. As has been demonstrated, that level of supervision includes
the exercise of such authority as may be reasonably necessary to
prevent a PINS respondent from absconding.
The
fundamental flaw in ACS' position is its assumption that all children
housed in "foster care facilities" must be treated alike. In fact, the
legislative history of the bill which enacted subdivision (4) of section 720
(L 1987, ch 419) reveals that it contemplated that PINS respondents
would be treated differently than children housed in foster care
facilities by reason of, for example, their placement under article 10 of the Family Court Act. Moreover, it strived to assure
that PINS respondents in New York City would be subject to the same
terms and conditions of detention as their upstate counterparts,
notwithstanding their being housed in a "foster care facility". Thus,
the bill even required that the cost of detention be absorbed as it was
elsewhere, and that the facilities become subject to joint supervision
by the State Department of Social Services
and the Division for Youth, which supervised detention facilities elsewhere. (L 1987, ch 419, � 2, amending Executive Law � 510-a.)
The purpose and intended effect of the bill is set forth in a
memorandum submitted in its support to the Governor's Office by the New
York State Department of Social Services:
"Subdivisions 2 and 3 of Section 720
would be amended to provide that an alleged or adjudicated PINS must be
detained in a facility certified by the Division [for Youth] as a
[non-secure] detention facility …
"New
York City does not, however, have a sufficient number of non-secure
detention beds … Therefore, several sections of the bill would carve a
specific exception …
"The bill would amend subdivision 4 of Section 720
… to mandate the Family Court in New York City to direct that the
detention of all such persons occur in foster care facilities
established and maintained pursuant to the Social Services Law and
supervised by the Department.
The bill would require that, in all
other respects, such detention must be subject to the same terms and
conditions of Article 7 governing detention of PINS in non-secure
detention facilities …
"The traditional purpose for detention is to protect the community and the youth from the youth's actions … Article 10 of the Family Court Act authorizes
the temporary placement of youth who have been abused or neglected by
their parents, including youth who have no home. In addition, under Sections 384 and 384-a of the Social Services Law, parents … may transfer the care and custody … to ? an authorized agency.
"
By
keeping the traditional reasons for detention, the bill would ensure
that an alleged PINS youth is placed in detention only if he or she
might act in an improper manner if released before the next court date.
However, if a youth needs placement because of actions beyond his or
her control, then the youth must be remanded to foster care under a separate section of law without being labeled a PINS."
(Mem from Cesar A. Perales, Commr of NY St Dept of Social Servs, to
Evan A. Davis, Counsel to Governor, dated July 21, 1987, at 3-6, Bill
Jacket, L 1987, ch 419 [emphasis added].)
Given
the foregoing, it appears that ACS has lost its focus when it argues
that the regulations of the Department of Social Services governing
"foster care
facilities" prevent it from taking steps to prevent children housed in such facilities from leaving its care. The emphasis must be
on the child at issue and that child's needs,
and not the place the child is housed per se. Indeed, the Court of
Appeals has so held in a related context when analyzing whether it was
appropriate to place a PINS respondent in a State training school: "It
is urged that placement of a PINS child in a training school is
unlawful per se under our decision in
Matter of Ellery C. (32 N Y 2d 588). We disagree. The main thrust of our holding in
Ellery C.
was that it is inconsistent with the statutory right to 'supervision'
and 'treatment' to place PINS children in institutions in which
juvenile delinquents are confined. (32 N Y 2d, at p. 591.)
We said it is the confinement of PINS children in a prison atmosphere
along with juveniles convicted of committing criminal acts that is
proscribed, and not the fact alone of placement in a training school.
Put
another way, it is the adequacy of the supervision and treatment there
provided, not the characterization of the facility as a training
school, that is determinative." (
Matter of Lavette M., 35 NY2d 136, 141 [1974] [emphasis added].)
In sum, it may be that children placed in foster care pursuant to Family Court Act article 10
are not subject to "detention" and all that it implies. However, the
applicable law subjects PINS respondents to that level of supervision.
ACS may not escape its responsibilities by arguing that it houses PINS
respondents with children in foster care and allegedly does not have
the resources to supervise all its charges so closely. (
See,
Apr. 6, 1998 affirmation of Mitchell Regenbogen [4/6/98 Regenbogen
Aff.] P 4 [ACS would be required to "single out a resident of facility
for 'court-directed' detention, such as that the Court apparently had
in mind for" respondent here].) ACS must meet its statutorily imposed obligations to house PINS respondents appropriately. (
See, Matter of Ellery C., 32 NY2d 588, 591, 591-592
[1973] ["Proper facilities must be made available to provide adequate
supervision and treatment for children found to be persons in need of
supervision" "Nor may the appellant's (inappropriate) commitment to the
State training school be justified by the respondent's claim that,
'while not ideal, (it) is the only facility available' "].)
Finally in this regard, even were the Department of Social
Services regulations governing foster care facilities relevant, their
application would not provide an excuse for ACS' failure to comply with
the October 24 order.
In the main, ACS focuses on 18 NYCRR 441.17,
entitled "Restraint of children in care." According to ACS, "a careful
reading of that regulation, along with sections 448.3 and 447.2 … show
the conspicuous absence of any reference whatsoever to the usage of
restraint or even reduction of privileges in order to keep children
from absconding or ensuring their appearance in Court." (Apr. 6, 1998
Regenbogen affidavit P 4.) This interpretation by ACS is faulty and
overly constrained.
The cited
regulations define "restraint" as "the containment of acute physical
behavior by physical, mechanical, or pharmacological intervention, or
room isolation". (18 NYCRR 441.17 [a] [1].)
The regulations do, as ACS argues, limit the circumstances under which
such restraint may be used. However, they also provide flexibility to
use other supervisory tools which may prove effective in preventing a
child from leaving the custody of ACS.
Thus, for example, the regulations expressly exclude the following from the definition
of "restraint": "time out, confinement of a child to his own room for
treatment or disciplinary reasons or use of a locked unit." (18 NYCRR 441.17 [a] [1].)
"Time out", in turn, means "the removal of a child from a situation
that is too threatening or emotionally overwhelming for the child ? or
where the child has exceeded the reasonable limits set by the staff." (18 NYCRR 441.17 [a] [7].)
"Locked unit" means "a program approved by the department that is
contained with a closed unit and is designed to serve a special
population." (18 NYCRR 441.17 [a] [8].)
ACS has not explained why any of these tools and techniques could not
properly be utilized to keep a child from leaving its custody. Indeed,
glaringly absent from its presentation is any discussion of what it
believes it may do in order to supervise children in its care.
Moreover,
the regulations define "acute physical behavior" as including "behavior
which clearly indicates the intent to inflict physical injury upon oneself or others". (18 NYCRR 441.17 [a] [2].)
It plainly can be hypothesized that when a child leaves the care of ACS
unescorted, and goes into the City streets without supervision,
he is manifesting an intent that may result in the "infliction of
physical injury upon" himself which warrants the use of restraint.
Most
importantly, as the following colloquy reveals, the interpretation of
the regulations advanced by ACS permits conduct which is irrational and
unconscionable:
"THE COURT: Can an 8 year old walk out [from an ACS facility] into the street?
"ACS COUNSEL: We have gotten warrants for 8 [year olds] who ran away.
"THE COURT: An 8 year old can walk out at 3 in the morning?
"ACS COUNSEL: If you're implying that is what they do and encourage it, the answer is no.
"THE COURT: No, but do they walk out the door?
"ACS COUNSEL: They can.
"THE COURT: And you don't stop them?
"ACS COUNSEL: They can't physically stop them."
It
hardly requires citation of authority for the proposition that the
regulations cannot be interpreted in a manner which permits children to
be put at such terrible risk. Suffice it to say, ACS is considered to
be
parens patriae of children in its care, and has a duty to supervise them appropriately. (
See generally, Bartels v County of Westchester, 76 AD2d 517, 521 [2d Dept 1980].) That duty would
be breached by permitting a child--without any apparent regard to age
or competence--simply to walk alone and unprotected onto the City
streets in the middle of the night. Indeed, depending on the particular
circumstances, such conduct by a parent could easily constitute neglect
under Family Court Act article 10. (
See, Family Ct Act � 1012 [f].) The regulations cannot be interpreted to permit such a result. (
See, Matter of Krauskopf v Perales, 173 AD2d 387, 389
[1st Dept 1991] ["where … the construction (of regulations) advanced
(by the agency) is irrational or unreasonable, the court will properly
reject that construction in favor of one consistent with the plain language of the statute or regulations" (citations omitted)].)
In sum, the court flatly rejects the view that PINS respondents, such
as the respondent here, who are remanded to the custody of ACS pursuant
to Family Court Act �� 739 and 720,
may walk away from ACS custody at will. Instead, the court finds that
ACS had the authority to take reasonable steps to prevent the
respondent from absconding from its custody as directed by the October
24 order.
2. The Sufficiency of the October 24 Order and ACS' Response Thereto
According
to ACS, the October 24 order was too vague and nonspecific to permit a
contempt finding for its violation. Indeed, ACS claims the only
enforceable order that
might have issued was one that specifically directed it to take
particular steps to prevent Darren from absconding, such as "sealing
the windows" or "locking respondent in his room". (ACS mem of law [ACS
Memo], at 8.) As it was written, however, the October 24 order was
effectively unenforceable since it "left the decision about what steps
to take up to the agency." (
Ibid.) This contention may be summarily dismissed.
It is true that
a finding of contempt may only be predicated upon violation of a "lawful order of the court, clearly expressing an unequivocal mandate" (
Matter of McCormick v Axelrod, 59 NY2d 574, 583
[1983]). However, notwithstanding ACS' protestations, the October 24
order did set forth such an "unequivocal mandate". By its terms, it
directed ACS to take specific action, i.e., to take all lawful steps
reasonably necessary to maintain respondent in the Agency's care so
that he could be returned to court. The order is not impermissibly
"vague" simply because it does not specifically set forth the
particular actions the agency should have taken to comply with the
court's directive.
In addition, the
terms and enforceability of the October 24 order must be examined with
regard to the context in which it was issued. (
See, Matter of Greenpoint Hosp. Community Bd. v New York City Health & Hosps. Corp., 114 AD2d 1028, 1031-1032
[2d Dept 1985].) Here, the provision of any more specific directions to
the Agency would have unduly impinged upon the Agency's discretionary
authority to determine best how to supervise respondent so that he
would not abscond. In other words, it was only the Agency--and not the
court--who knew the scope of the Agency's housing and supervisory resources,
and how they could be utilized so as to satisfy the court's directive.
ACS' suggestion that the court should have "micromanaged" the Agency's
implementation of its directive must thus be taken with a grain of
salt.
Moreover, while the court did not
in its order specifically recite the precise steps ACS should take, ACS
overstates its case when it argues that it was "given no direction as
to what steps the Court had decided were lawful or reasonable." (ACS
Memo, at 8.) The record makes clear that the court instructed ACS that
it rejected the Agency's fundamental view that it was under no
obligation to keep respondent from running away, and that it could use
a variety of reasonably necessary and lawful means to keep him in
custody. Indeed, the court suggested some possible tools, including the
locking of the facility, hiring security guards and, under appropriate
circumstances, physical restraint. It would have been impossible for
the court to have ruled upon the legality of every possible form of
supervisory response to every possible permutation of respondent's
conduct. Hence, it imposed the requirement that the supervisory conduct be "reasonably necessary" to effect the intended end.
Finally,
in this context the contention that the October 24 order is
insufficiently specific rings very hollow. This is not a case where a
party has taken steps to comply with an arguably ambiguous order, and
the adequacy of its compliance is at issue. (
See, Matter of Department of Envtl. Protection v Department of Envtl. Conservation, 70 NY2d 233, 241
[1987] ["Where the order alleged to have been disobeyed is capable of a
construction consistent with the innocence of the party, there ? should
be no adjudication of contempt" (citations omitted)].) Here, ACS took
no steps at all to comply with the October 24 order. Instead, with full
knowledge of respondent's propensity to abscond, his participation in a
violent incident on October 24, his fragile psychological state, and
the court's intent, it sent respondent to the movies. (
See, Matter of Greenpoint Hosp. Community Bd. v New York City Health & Hosps. Corp., supra, 114 AD2d, at 1031-1032, 1032
["While the term 'meaningful consultations' may be vague when taken out
of context, in the instant case the court clearly explained with
specificity
what it meant" "HHC's claim that it had merely erroneously interpreted
a vague order is belied by the facts"].) Under these circumstances, a
finding of civil contempt is warranted.
(
See, McCain v Dinkins, 84 NY2d 216, 227
[1994] ["Courts are justified and enjoy few alternative options in such
circumstances except to exercise their 'inherent power to enforce
compliance with their lawful orders through civil contempt' "], quoting
Shillitani v United States, 384 US 364, 370 [1966].)
3. Sanctions
The
matter is set down for conference on August 24, 1998, to discuss the
nature and extent of appropriate sanctions. At that time, the parties
should be prepared to discuss whether other forms of equitable relief may appropriately be awarded in view of the effect ACS' actions may have on the conduct of other PINS proceedings. (
See generally, McCain v Dinkins, 84 NY2d 216 [1994],
supra.)
CONCLUSION
The
effect of the order is stayed until July 27, 1998, to permit the
parties to seek such appellate relief as they may deem appropriate.